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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| NJ | RA | APPROVED | 2019-12-19 |
Branch Locations
90 Park Ave 17Th Fl, New York, NY 10016 • United States
9 Fenimore Dr., Scotch Plains, NJ 07076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Scotch Plains | NJ | 09/2000 | Present |
| Mml Investors Services, Llc | Scotch Plains | NJ | 01/2001 | Present |
(1)NAME: JEFF ROMOND INV REL: Y ADD: 9 FENIMORE DR. SCOTCH PLAINS NJ 07076 NATURE: OUTSIDE INSURANCE; HEALTH GROUP LIFE, DENTAL AND VISION. POSITION: AGENT START DATE: 12/01/2000 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (2) NAME: JEFF ROMOND INV REL: Y ADD: 9 FENIMORE DR. SCOTCH PLAINS NJ 07076 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 09/01/2009 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: DEPOSIT RENTAL CHECK FROM MANAGEMENT COMPANY EACH MONTH. (3)NAME: PLEASANT BROOK PROPERTIES INV REL: Y ADD: 9 FENIMORE DR. SCOTCH PLAINS NJ 07076 NATURE: REAL ESTATE POSITION: OWNERSHIP START DATE: 04/01/2014 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: BUYING REAL ESTATE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-05-02 |
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