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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-10 |
| LA | RA | APPROVED | 2014-01-21 |
Branch Locations
7777 Jefferson Highway, Baton Rouge, LA 70809 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Baton Rouge | LA | 05/2013 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 05/2013 | Present |
| Cetera Investment Advisers Llc | Baton Rouge | LA | 01/2014 | Present |
1.)Volunteer Coach for soccer and baseball, 3 hrs per wk, no compensation, no securities clients
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-06-30 |
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