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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2015-04-06
NJ RA APPROVED 2014-10-27
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2015-04-06
  • NJ RA
    APPROVED
    Since 2014-10-27

Branch Locations

1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wall & William Llc Albertson NY 09/2013 02/2023
J.P. Morgan Securities Llc New York NY 09/2014 Present
City University Of New York - Baruch College New York NY 10/2012 04/2025
Jpmorgan Chase Bank, N.A. New York NY 09/2014 Present
  • 09/2013 → 02/2023
    Wall & William Llc
    Albertson, NY
  • 09/2014 → Present
    New York, NY
  • 10/2012 → 04/2025
    City University Of New York - Baruch College
    New York, NY
  • 09/2014 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Other Businesses

Entity Name: NEW YORK UNIVERSITY Investment related: No "Address: 7 E 12th St, New York, NY 10003 NYU.EDU" Nature of the other business: Educational Position/Title/Relationship: Employee/Contractor Start Date: 08/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Adjunct Faculty in School of Professional Studies, MS in Financial Planning Entity Name: Get In Guru LLC Investment related: No Address: Roslyn New York 11576 getinguru.com Nature of the other business: Educational Guidance Position/Title/Relationship: Owner/Partner Start Date: 12/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Get In Guru specializes in guiding students through the complex college application process using state-of-the-art AI technology. Our primary service is focused on a comprehensive review of the Common Application, a critical step in the journey to higher education. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 4/1/2011 ADDRESS: 474 Long Island City, NY DETAILS: 474 LONG ISLAND CITY, NY. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-16
S63 Uniform Securities Agent State Law Examination 2004-04-22
  • S66 Uniform Combined State Law Examination
    2014-10-16
  • S63 Uniform Securities Agent State Law Examination
    2004-04-22
Designations
Other Names
  • Mo Omar Sarhan
  • Mo Sarhan
  • Jay Sarhan
  • Mohammad Omar Sarhan

View on SEC IAPD

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