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Bryce Steven Mcconnell

Morgan Stanley

San Rafael, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-09-01
TX RA APPROVED 2016-09-01
  • CA RA
    APPROVED
    Since 2016-09-01
  • TX RA
    APPROVED
    Since 2016-09-01

Branch Locations

1101 5Th Avenue Suite 275, San Rafael, CA 94901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 10/2009 09/2016
Morgan Stanley San Rafael CA 09/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2016 Present
Previous Registrations
  • 2009-10-23 → 2016-09-08
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Nashville, TN
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Mill Valley, CA
    Mill Valley, CA
  • 2004-12-15 → 2009-10-23
    Banc Of America Investment Services, Inc.
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2004-03-01 → 2004-12-16
    Piper Sandler & Co.
    San Francisco, CA
  • 2001-07-25 → 2004-03-05
    Morgan Stanley Dw Inc.
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-06
S63 Uniform Securities Agent State Law Examination 2001-05-24
  • S65 Uniform Investment Adviser Law Examination
    2001-07-06
  • S63 Uniform Securities Agent State Law Examination
    2001-05-24
Other Names
  • Bryce Steven Mcconnell
  • Bryce Steven Mcconnell
  • -Bryce Steven Mcconnell

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA
HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC. · SAN RAFAEL, CA

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