Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-01-21
TX RA APPROVED 2001-03-22
  • LA RA
    APPROVED
    Since 2015-01-21
  • TX RA
    APPROVED
    Since 2001-03-22

Branch Locations

2800 Post Oak Blvd, Houston, TX 77056 • United States

Sienna, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Amarillo TX 12/2000 Present
Other Businesses

I*588229For profit or not for profit: Entity For ProfitName of outside business organization: DrewdenGrace Trading Co. LLCInvestment related: NAddress of business: Sienna, Texas, 77459Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 12/1/2021Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: Member - Spouse in Texas = 50%/50% this is a family LLC structure., Family LLCFOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: GIRGIS GROUP LLCDISCLOSURE ID: 70461INVESTMENT RELATED: NADDRESS OF BUSINESS:BATON ROUGE, LOUISIANA 70809NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 11/1/2013NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: FAMILY LLC THAT HOLDS PROPERTY I*427088 Entity Type: Charitable Name of OBA:St. Laurence Catholic School Address:Sugar Land Texas Investment Related:No Position, Title, Association:Officer Start Date:10/21/2025 No Hours: 10 Monthly No Hours during trading:1 Monthly Duties:Advisory Council To the School. I have served as Board Member for many years and elected as President of the Council for the 2025-2026 School year. Lead the Council and give strategic advice and guidance to the Principal and the Pastor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-21
  • S66 Uniform Combined State Law Examination
    2001-03-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor