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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-17 |
| TX | RA | APPROVED | 2016-03-16 |
| MD | RA | APPROVED | 2016-02-18 |
Branch Locations
Westview Village 5100 Buckeystown Pike, Suite 245, Frederick, MD 21704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp) | Frederick | MD | 09/2007 | Present |
| Stratos Wealth Partners, Ltd | Frederick | MD | 02/2016 | Present |
1. 9/11/2007 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 2/12/2016: Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 02/17/2016 - 160 Hours Per Month During Securities Trading. 3. 2/18/2016 - STRATOS WEALTH PARTNERS, LTD. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/16/2016 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 2/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/2/2016: BPM, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/12/2016 - 1 Hours Per Month During Securities Trading. 5. 1/16/2019 - BPM, LLC - Not Investment Related - BPM, LLC is a pass-through entity for tax purposes. Home address - Business Entity For Tax/Investment Purposes Only - Start Date: 02/17/2016 - 0 Hours Per Month - This is a pass-through entity. 6. 3/16/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 02/26/2020 - 0 Hours Per Month - Notary in the state of Maryland. 7. 08/04/2022- 1772 Productions LLC-Not Investment Related- Home Based - Other - LLC - Owner - Start Date- 07/16/2022- 20 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-05-06 |
| S65 | Uniform Investment Adviser Law Examination | 2004-05-01 |
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