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Andrew Paul Mercer

Stratos Wealth Partners, Ltd

Frederick, MD

CRD 4331669

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Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-03-17
TX RA APPROVED 2016-03-16
MD RA APPROVED 2016-02-18
  • LA RA
    APPROVED
    Since 2016-03-17
  • TX RA
    APPROVED
    Since 2016-03-16
  • MD RA
    APPROVED
    Since 2016-02-18

Branch Locations

Westview Village 5100 Buckeystown Pike, Suite 245, Frederick, MD 21704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp) Frederick MD 09/2007 Present
Stratos Wealth Partners, Ltd Frederick MD 02/2016 Present
  • 09/2007 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp)
    Frederick, MD
  • 02/2016 → Present
    Frederick, MD
Previous Registrations
  • 2016-02-17 → 2016-02-18
    Olney, MD
  • 2004-05-04 → 2007-10-09
    Uvest Financial Services Group, Inc.
    Olney, MD
    Olney, MD
Other Businesses

1. 9/11/2007 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 2/12/2016: Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 02/17/2016 - 160 Hours Per Month During Securities Trading. 3. 2/18/2016 - STRATOS WEALTH PARTNERS, LTD. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/16/2016 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 2/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/2/2016: BPM, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/12/2016 - 1 Hours Per Month During Securities Trading. 5. 1/16/2019 - BPM, LLC - Not Investment Related - BPM, LLC is a pass-through entity for tax purposes. Home address - Business Entity For Tax/Investment Purposes Only - Start Date: 02/17/2016 - 0 Hours Per Month - This is a pass-through entity. 6. 3/16/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 02/26/2020 - 0 Hours Per Month - Notary in the state of Maryland. 7. 08/04/2022- 1772 Productions LLC-Not Investment Related- Home Based - Other - LLC - Owner - Start Date- 07/16/2022- 20 Hours Per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-05-06
S65 Uniform Investment Adviser Law Examination 2004-05-01
  • S63 Uniform Securities Agent State Law Examination
    2005-05-06
  • S65 Uniform Investment Adviser Law Examination
    2004-05-01
Other Names
  • Beau Mercer

View on SEC IAPD

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