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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-11-28 |
| WI | RA | APPROVED | 2018-11-02 |
Branch Locations
13400 Bishop'S Lane Suite 150, Brookfield, WI 53005 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Milwaukee | WI | 01/2015 | 12/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 12/2017 |
| Mml Investors Services, Llc | Milwaukee | WI | 03/2017 | 12/2017 |
| Signator Investors, Inc. | Brookfield | WI | 12/2017 | 11/2018 |
| Royal Alliance Associates, Inc. | Brookfield | WI | 11/2018 | Present |
1. VPFG-FIXED INSURANCE POSITION: Agent, etc. NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/08/2017 ADDRESS: 13400 BISHOPS LN STE 150, BROOKFIELD WI 53005-6254, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance. 2. VPFG POSITION: Registered Rep/IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/08/2017 ADDRESS: 13400 BISHOPS LN STE 150, BROOKFIELD WI 53005-6254, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-06 |
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