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Current Employers
Interactive Financial Advisors

100 Batson Ct. Suite 104, New Lenox, IL 60451 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2005-05-02
  • UT RA
    APPROVED
    Since 2005-05-02

Branch Locations

1414 E. 4500 S. # 3, Salt Lake City, UT 84117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interactive Financial Advisors Chicago IL 04/2005 Present
Gwn Securities, Inc. Palm Beach Gardens FL 08/2012 12/2016
Brooklight Place Securities, Inc. Downers Grove IL 01/2017 09/2020
Fortune Financial Services Monaca PA 09/2020 Present
  • 04/2005 → Present
    Chicago, IL
  • 08/2012 → 12/2016
    Gwn Securities, Inc.
    Palm Beach Gardens, FL
  • 01/2017 → 09/2020
    Brooklight Place Securities, Inc.
    Downers Grove, IL
  • 09/2020 → Present
    Fortune Financial Services
    Monaca, PA
Previous Registrations
Other Businesses

1) NAME OF BUSINESS: INTERACTIVE FINANCIAL ADVISORS, INC.; NATURE OF BUSINESS: INVESTMENT ADVISORY; LOCATION: 100 Batson Court, Suite 104, New Lenox IL 60451; TITLE: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 4/2005; APPROXIMATE NUMBER OF HOURS PER MONTH: 80; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 4. 2) NATURE OF BUSINESS: SALES AND SERVICE OF FIXED INSURANCE; LOCATION: 2885 DURHAM ROAD, SANDY, UT 84093; TITLE: AGENT; START DATE: 09/2000; APPROXIMATE NUMBER OF HOURS PER MONTH: 2; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: LESS THAN 1.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-01
S63 Uniform Securities Agent State Law Examination 1999-10-15
  • S65 Uniform Investment Adviser Law Examination
    2001-02-01
  • S63 Uniform Securities Agent State Law Examination
    1999-10-15
Designations

View on SEC IAPD

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