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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc | Glens Falls | NY | 06/2026 | Present |
| Ubs Financial Services Inc. | Glens Falls | NY | 08/2004 | 06/2026 |
(1)Name of Business: Address: 9 Riverside Dr., Queensbury, NY, 12804, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/31/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: CBoats.net is a website dedicated to documenting and sharing knowledge about whitewater canoes and whitewater canoeing. The forum is no longer active but is a searchable knowledgebase. A college friend and I created and upkeep the site. There is no revenue nor account. (2)Name of Business: Glenn and Carol Pearsall Adirondack Foundation Address: 9 Riverside Dr., Queensbury, NY, 12804, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member, Officer - President Investment Related: Yes Start Date: 12/31/1999 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I serve as President and Co-Treasurer of the Glenn and Carol Pearsall Adirondack Foundation whose mission is to improve the quality of life for year-round residents of the Adirondack Park. We grant to non-profits annually.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-25 |
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