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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-01
  • NY RA
    APPROVED
    Since 2026-06-01

Branch Locations

125 Broad Street, Glen Falls, NY 12801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Glens Falls NY 06/2026 Present
Ubs Financial Services Inc. Glens Falls NY 08/2004 06/2026
Previous Registrations
Other Businesses

(1)Name of Business: Address: 9 Riverside Dr., Queensbury, NY, 12804, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/31/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: CBoats.net is a website dedicated to documenting and sharing knowledge about whitewater canoes and whitewater canoeing. The forum is no longer active but is a searchable knowledgebase. A college friend and I created and upkeep the site. There is no revenue nor account. (2)Name of Business: Glenn and Carol Pearsall Adirondack Foundation Address: 9 Riverside Dr., Queensbury, NY, 12804, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member, Officer - President Investment Related: Yes Start Date: 12/31/1999 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I serve as President and Co-Treasurer of the Glenn and Carol Pearsall Adirondack Foundation whose mission is to improve the quality of life for year-round residents of the Adirondack Park. We grant to non-profits annually.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-25
  • S66 Uniform Combined State Law Examination
    2001-05-25
Designations

View on SEC IAPD

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