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April Michiko Zee

First Citizens Investor Services, Inc.

Raleigh, NC

Pasadena, CA

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-05
  • CA RA
    APPROVED
    Since 2023-10-05

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Los Angeles CA 02/2015 02/2021
Kestra Investment Services, Llc San Jose CA 03/2021 05/2023
Kestra Advisory Services, Llc San Jose CA 03/2021 05/2023
First Citizens Investor Services Raleigh NC 06/2023 Present
First Citizens Bank Pasadena CA 06/2015 Present
  • 02/2015 → 02/2021
    D.A. Davidson & Co.
    Los Angeles, CA
  • 03/2021 → 05/2023
    Kestra Investment Services, Llc
    San Jose, CA
  • 03/2021 → 05/2023
    Kestra Advisory Services, Llc
    San Jose, CA
  • 06/2023 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 06/2015 → Present
    First Citizens Bank
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-12
  • S66 Uniform Combined State Law Examination
    2020-12-12
Other Names
  • April Michiko Nishimoto

View on SEC IAPD

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Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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