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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-02
TX RA APPROVED_RES 2012-10-10
NJ RA APPROVED 2007-05-29
  • NY RA
    APPROVED
    Since 2021-11-02
  • TX RA
    APPROVED_RES
    Since 2012-10-10
  • NJ RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States

New Canaan, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 Present
Previous Registrations
  • 2007-02-28 → 2007-05-29
    Citicorp Investment Services
    New York, NY
  • 2005-10-12 → 2006-12-18
    New York, NY
    New York, NY
    New York, NY
  • 2003-04-24 → 2005-08-16
    Chase Investment Services Corp.
    New York, NY
  • 2002-09-04 → 2002-11-15
    Quick & Reilly, Inc.
    New York, NY
Other Businesses

What is the name of the outside business? SALACIA SIRENA LLC//What is the nature of the outside business? Acquire, hold and manage real estate, marine vessels and other tangible assets. //Is the outside business investment-related, per the definition given below? YES//What is the location (city and state only) of the outside business? New Canaan, CT//What date did you start the outside business affiliation? 06/18/2025//What is your title in the outside business? Member/Manager//What are your duties in the outside business? General LLC management of assets//How many hours do you devote to the outside business each month during securities trading hours? 0//How many hours do you devote to the outside business each month outside of securities trading hours? 1-5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-02
S66 Uniform Combined State Law Examination 2001-05-01
  • S65 Uniform Investment Adviser Law Examination
    2021-11-02
  • S66 Uniform Combined State Law Examination
    2001-05-01

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