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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-11-16 |
Branch Locations
4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 11/2015 | Present |
1) SpringSpirit Baseball / 8526 Pitner Rd Houston, TX 77080 / United States / Charity / Bring the message of Jesus Christ to local area kids in spring branch thru baseball / Mentorship / Member of Board of directors / advise on how to best expand to new location and fund raising / Start Date 10/4/2019 / 2) Huthnance Peacock Ranch, LP/ investment related?: yes / 554 Lanecrest LN, Houston, Texas, 77024/ Partnership/ Real Estate/ i am the managing partner with sole investment decisions - thru brokerage account here at UBS and outside RE holdings/ start date: 7/16/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-17 |
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