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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2009-08-10
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2009-08-10

Branch Locations

299 Park Avenue 8Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 04/2009 Present
Other Businesses

1. Surfside Properties LLC210 East 73rd StreetApt. 6A New York NY 100021, Family Vacation Property Managing Member of LLC", Managing Member, START DATE- 3/10/2010.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-09
S63 Uniform Securities Agent State Law Examination 2001-02-06
  • S65 Uniform Investment Adviser Law Examination
    2001-05-09
  • S63 Uniform Securities Agent State Law Examination
    2001-02-06
Other Names
  • Peter Jeremy Hall

View on SEC IAPD

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