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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-01-02 |
Branch Locations
1500 W Park Dr Ste 100, Westborough, MA 01581-4000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Milford | MA | 06/2007 | 11/2017 |
| Sagepoint Financial, Inc. | Westborough | MA | 11/2017 | 09/2023 |
| Osaic Wealth, Inc. | Westborough | MA | 09/2023 | 12/2023 |
| Lpl Financial Llc | Westborough | MA | 12/2023 | Present |
| Legacy Financial Advisors, Inc. | Westborough | MA | 12/2023 | Present |
1) 11/2023 - Legacy financial Advisors. Inc / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)120 Hrs per month / 100% Time Spent 2) 11/2023 - Legacy Financial Advisors / Non-Variable Insurance / Inv. Related / Start date 12/07/2023 - 4Hrs per month -5% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-26 |
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