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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
Branch Locations
60 William Street Suite 140, Wellesley, MA 02481-3810 • United States
Winchester, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | Brookline | MA | 05/2003 | 01/2023 |
| Ameriprise Financial Services | Wellesley | MA | 01/2023 | 01/2023 |
| Ameriprise Financial Services, Llc | Wellesley | MA | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Wellesley | MA | 01/2023 | Present |
Real Estate Ownership; Single Family; 340 40th Ave, , St. Pete Beach, FL, 33706; Not Investment-Related; 09/01/2010 / Single Family; 11 Plains Ct, , Edgartown, MA, 02539; Not Investment-Related; 01/01/2025. Business Ownership; WINTER DURUM, LLC.; THE SOLE PURPOSE OF THE LLC IS TO PAY THE RENT AND EMPLOYEE SALARIES AS WELL AS OTHER OFFICE RELATED EXPENSES; THE SOLE PURPOSE OF THE LLC IS TO PAY THE RENT AND EMPLOYEE SALARIES AS WELL AS OTHER OFFICE RELATED EXPENSES; 60 WILLIAM ST, , WELLESLEY, MA, 2428; Investment-Related; 12/14/2022; 0 hours per month; 0 during trading hours / Winter Wheat; Owner; Scorp that 50% of Winter Durum LLC - the pass-through entity that pays all the expenses of our practice.; 42 Lawson Rd, , Winchester, MA, 01890; Not Investment-Related; 01/20/2023; 0 hours per month; 0 during trading hours. Board of Directors; Board of Visitors; Trustee; 3135 Eston Turnpike, , Fairfield, CT, 06825; Not Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours / ISABELLA STEWART GARDNER MUSEUM; BOARD OF TRUSTEES MEMBER; 25 EVANS WAY, , BOSTON, MA, 2115; Not Investment-Related; 01/29/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-13 |
| S66 | Uniform Combined State Law Examination | 2001-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-22 |
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