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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
  • TX RA
    APPROVED_RES
    Since 2023-01-24

Branch Locations

60 William Street Suite 140, Wellesley, MA 02481-3810 • United States

Winchester, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Brookline MA 05/2003 01/2023
Ameriprise Financial Services Wellesley MA 01/2023 01/2023
Ameriprise Financial Services, Llc Wellesley MA 03/2020 03/2020
Ameriprise Financial Services, Llc. Wellesley MA 01/2023 Present
Previous Registrations
  • 2007-02-28 → 2023-01-20
    Brookline, MA
    Boston, MA
    Brookline, MA
    Boston, MA
    Brighton, MA
    Brighton, MA
    Bedford, MA
    Lexington, MA
    Lexington, MA
    Lexington, MA
    Bedford, MA
    Allston, MA
    Braintree, MA
    Brookhaven, PA
    Brookline, MA
    Johnston, RI
    Syracuse, NY
    Johnston, RI
Other Businesses

Real Estate Ownership; Single Family; 340 40th Ave, , St. Pete Beach, FL, 33706; Not Investment-Related; 09/01/2010 / Single Family; 11 Plains Ct, , Edgartown, MA, 02539; Not Investment-Related; 01/01/2025. Business Ownership; WINTER DURUM, LLC.; THE SOLE PURPOSE OF THE LLC IS TO PAY THE RENT AND EMPLOYEE SALARIES AS WELL AS OTHER OFFICE RELATED EXPENSES; THE SOLE PURPOSE OF THE LLC IS TO PAY THE RENT AND EMPLOYEE SALARIES AS WELL AS OTHER OFFICE RELATED EXPENSES; 60 WILLIAM ST, , WELLESLEY, MA, 2428; Investment-Related; 12/14/2022; 0 hours per month; 0 during trading hours / Winter Wheat; Owner; Scorp that 50% of Winter Durum LLC - the pass-through entity that pays all the expenses of our practice.; 42 Lawson Rd, , Winchester, MA, 01890; Not Investment-Related; 01/20/2023; 0 hours per month; 0 during trading hours. Board of Directors; Board of Visitors; Trustee; 3135 Eston Turnpike, , Fairfield, CT, 06825; Not Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours / ISABELLA STEWART GARDNER MUSEUM; BOARD OF TRUSTEES MEMBER; 25 EVANS WAY, , BOSTON, MA, 2115; Not Investment-Related; 01/29/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-13
S66 Uniform Combined State Law Examination 2001-07-25
S63 Uniform Securities Agent State Law Examination 2001-01-22
  • S65 Uniform Investment Adviser Law Examination
    2007-02-13
  • S66 Uniform Combined State Law Examination
    2001-07-25
  • S63 Uniform Securities Agent State Law Examination
    2001-01-22
Other Names
  • Andrew Jurkunas

View on SEC IAPD

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