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One Madison Avenue 18Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-02-07 |
Branch Locations
One Madison Avenue 18Th Floor, New York, NY 10010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legg Mason & Co Llc | New York | NY | 11/2012 | 07/2021 |
| Franklin Distributors, Llc | Short Hills | NJ | 11/2012 | Present |
| Clearbridge Investments Llc | New York | NY | 11/2012 | Present |
| Franklin Templeton Distributors, Inc. | New York | NY | 08/2020 | 07/2021 |
| Franklin Templeton Financial Services Corp | New York | NY | 08/2020 | 07/2021 |
| Putnam Retail Management Lp | Short Hills | NJ | 01/2024 | 07/2024 |
1. Expect Miracles Foundation - Board Member; Boston, MA; Not-for-Profit, Beginning: 3/1/2025; Approx: 15 hours a year; and 1 hour monthly devoted during normal securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-01-07 |
| S65 | Uniform Investment Adviser Law Examination | 2002-06-13 |
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