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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-08-05
TX RA APPROVED_RES 2015-08-03
  • MO RA
    APPROVED
    Since 2015-08-05
  • TX RA
    APPROVED_RES
    Since 2015-08-03

Branch Locations

28 W. 44Th Street Ste 1200 12Th Fl, New York, NY 10036 • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

400 E. Horsetooth Rd Suite 201, Fort Collins, CO 80525 • United States

2500 Legacy Dr Suite 226, Frisco, TX 75034 • United States

Chesterfield, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc St. Louis MO 08/2015 Present
Previous Registrations
Other Businesses

PHOENIX REALTY INVESTMENTS LLC, INV RELATED, FLORISSANT, MO, 100% OWNERSHIP, START 1/26/2019, 15 HOURS PER MONTH, ZERO DURING TRADING, BUY REPAIR AND SELL HOMES. LUXURY TRAVEL AND EVENTS LLC, NOT INV RELATED, ST. LOUIS, MO, 100% OWNERSHIP, START 2/9/2024, 15 HOURS PER MONTH, ZERO HOURS DURING TRADING, BOOKING TRAVEL AND RECREATIONAL ACTIVITIES. MEDSTAR HEALTH HOME CARE; NOT INV RELATED; CLAYTON, MO; HEALTHCARE HOME SERVICES; CAREGIVER; START DATE: 09/15/2025; 50 HRS PER MONTH; 0 HRS DURING TRADING.|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-08
S63 Uniform Securities Agent State Law Examination 2001-05-14
  • S66 Uniform Combined State Law Examination
    2008-12-08
  • S63 Uniform Securities Agent State Law Examination
    2001-05-14
Other Names
  • Sabrina Letrice Buckner

View on SEC IAPD

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