Joannie Hoa-Thanh Ngo

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  San Marino, CA

Previous Registrations

• 2009-12-07 → 2012-10-01
  Chase Investment Services Corp.
  Sierra Madre, CA
  San Marino, CA
  Altadena, CA
  San Marino, CA
  Temple City, CA
  Arcadia, CA
• 2008-01-28 → 2009-06-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
• 2002-01-16 → 2008-01-23
  Banc Of America Investment Services, Inc.
  Arcadia, CA
  Rowland Heights, CA
  Rowland Heights, CA

Exams

• S66 Uniform Combined State Law Examination
  2001-05-21

Other Names

• Joannie Hoa-Thanh Ngo
• Joannie T Ngo