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Joannie Hoa-Thanh Ngo

J.P. Morgan Securities LLC

San Marino, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-09
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2026-07-09
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

2270 Huntington Dr, San Marino, CA 91108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Marino CA 10/2012 Present
Previous Registrations
  • 2009-12-07 → 2012-10-01
    Chase Investment Services Corp.
    Sierra Madre, CA
    San Marino, CA
    Altadena, CA
    San Marino, CA
    Temple City, CA
    Arcadia, CA
  • 2008-01-28 → 2009-06-10
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
  • 2002-01-16 → 2008-01-23
    Banc Of America Investment Services, Inc.
    Arcadia, CA
    Rowland Heights, CA
    Rowland Heights, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-21
  • S66 Uniform Combined State Law Examination
    2001-05-21
Other Names
  • Joannie Hoa-Thanh Ngo
  • Joannie T Ngo

View on SEC IAPD

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Other Offices

SHERWOOD OAK KNOLL, LLC · San Marino, CA
CETERA INVESTMENT ADVISERS LLC · SAN MARINO, CA
EDWARD JONES · SAN MARINO, CA
MML INVESTORS SERVICES, LLC · SAN MARINO, CA
GENEOS WEALTH MANAGEMENT, INC. · San Gabriel, CA
J.P. MORGAN SECURITIES LLC · SAN MARINO, CA
J.P. MORGAN SECURITIES LLC · SAN GABRIEL, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN GABRIEL, CA

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