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Robert Alan Brier

Morgan Stanley

Newport, RI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2023-06-22
TX RA APPROVED_RES 2022-06-14
  • RI RA
    APPROVED
    Since 2023-06-22
  • TX RA
    APPROVED_RES
    Since 2022-06-14

Branch Locations

284-286 Bellevue Avenue, Newport, RI 02840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Newport RI 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Newport, RI
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2004-11-08 → 2004-12-31
    A. G. Edwards & Sons, Inc.
    Dartmouth, MA
    Dartmouth, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-05
S63 Uniform Securities Agent State Law Examination 2001-04-09
  • S66 Uniform Combined State Law Examination
    2004-11-05
  • S63 Uniform Securities Agent State Law Examination
    2001-04-09

View on SEC IAPD

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Other Offices

YOUNG RICHARD C & CO LTD · NEWPORT, RI
J.P. MORGAN SECURITIES LLC · Newport, RI
NEWEDGE ADVISORS · Newport, RI
OSAIC WEALTH, INC. · NEWPORT, RI
UBS FINANCIAL SERVICES INC. · Newport, RI
COMMONWEALTH FINANCIAL NETWORK · NEWPORT, RI
CETERA INVESTMENT ADVISERS LLC · NEWPORT, RI
FACTOR INVESTING GROUP · Newport, RI

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