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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-28
  • FL RA
    APPROVED
    Since 2022-02-28

Branch Locations

500 East Broward Blvd Suite 2200, Fort Lauderdale, FL 33394-3000 • United States

Davie, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Ft Lauderdale FL 12/2008 02/2022
Morgan Stanley Smith Barney Ft. Lauderdale FL 06/2009 02/2022
Rbc Capital Markets, Llc Fort Lauderdale FL 02/2022 Present
  • 12/2008 → 02/2022
    Morgan Stanley & Co. Incorporated
    Ft Lauderdale, FL
  • 06/2009 → 02/2022
    Morgan Stanley Smith Barney
    Ft. Lauderdale, FL
  • 02/2022 → Present
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

1) KWP ENTERPRISES, LLC 9121 SW 54TH PLACE, COOPER CITY FL, COIN OPERATED LAUNDRY, REPAIRS EQUIPTMENT, ACCOUNTS PAYABLE, HIRE/MANAGE EMPLOYEES, STARTED MAY 2007. 0 DURING OFFICE HOURS ABOUT 15 HOURS PER WEEK OUTSIDE OF OFFICE HOURS 2) NAME OF ENTITY: Kenneth W Peterson ADDRESS: 9121 SW 54th Place, Cooper City, FL 33328 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Residential rental home CAPACITY: Owner - Active START DATE: 12/01/23 DUTIES: Landlord-Owner of residential rental home. HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-02
  • S66 Uniform Combined State Law Examination
    2001-05-02
Other Names
  • Ken Peterson

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