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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Law Offices Of Joseph Cataldo Pc | Everett | MA | 01/1997 | Present |
| Lincoln Financial Securities | Everett | MA | 07/2008 | 06/2024 |
| Lpl Financial Llc | Everett | MA | 06/2024 | Present |
1) 06/12/2024 - Notary - MA. 02149 - Investment related - 1% Time spent - Start date: 06/13/2024. 2) 06/12/2024 - LAW OFFICES OF JOSEPH D. CATALDO, P.C. - Attorney/Legal Services - Licensed Attorney - MA. 02149 - Non investment related - 150 Hours per month - Start date: 06/13/2024. 3) 06/12/2024 - LAW OFFICES OF JOSEPH D. CATALDO, P.C. - Tax Prep/Accounting/CPA - President - MA. 02149 - At Reported Business Location(s) - Investment related - 150 Hours per month - Start date: 06/13/2024. 4) 06/04/2025 - KEYSTONE WEALTH MANAGEMENT - Investment Related - DBA for LPL Business (entity for LPL business) - Start Date:06/01/2003 - 80 Hrs/Mth - 4Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-18 |
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