Barney Howard Moore

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-07-10
WI	RA	APPROVED	2009-01-28

TX RA
APPROVED_RES

Since 2019-07-10
WI RA
APPROVED

Since 2009-01-28

Branch Locations

250 N. Sunnyslope Road Suite 203, Brookfield, WI 53005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	01/2009	06/2020
Equitable Advisors, Llc	New York	NY	01/2009	Present

01/2009 → 06/2020

Axa Advisors, Llc

New York, NY
01/2009 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

DBA: PARAMOUNT FINANCIAL PARTNERS, LLC.; 8/21 - MEMBER OF SHOREWOOD POLICE COMMISSION -SHOREWOOD, WI - 2 HRS/MO; 4/10 -APPROVED LIFE SETTLEMENT BROKER with Ashar Group

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-03-23
S63	Uniform Securities Agent State Law Examination	2003-07-14

S65 Uniform Investment Adviser Law Examination

2009-03-23
S63 Uniform Securities Agent State Law Examination

2003-07-14

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews