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Current Employers
Gagnon Securities, Llc

1370 6Th Avenue 26Th Floor, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-30
  • NY RA
    APPROVED
    Since 2021-07-30

Branch Locations

1370 Avenue Of The Americas 26Th Floor, New York, NY 10019 • USA

1370 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gagnon Securities Llc New York NY 07/2005 Present
Other Businesses

WILLIS TAYLOR IS THE MANAGING MEMBER OF OLD GROWTH PARTNERS, A LONG/SHORT EQUITY HEDGE FUND. THE TIME DEVOTED TO MANAGING THIS INVESTMENT IS APPROXIMATELY 10 HOURS PER WEEK. WILLIS TAYLOR IS A co-MANAGING MEMBER OF DARWIN PARTNERS LP, A LONG/SHORT EQUITY HEDGE FUND. THE TIME DEVOTED TO MANAGING THIS INVESTMENT IS APPROXIMATELY 10 HOURS PER MONTH. Principal of Gagnon Advisors, 1370 Avenue of the Americas 26th Floor, NY NY 10019, Investment Related: Yes, Nature of Business: Registered Investment Adviser Entity: Gagnon Administrative Services, Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Collect fees from the affiliated companies of Gagnon Securities, Duties: Partners of Gagnon Securities are equal Partners of Gagnon Administrative. As needed less than 5 hours monthly during the trading day Entity: Gagnon Securities Partners Fund/Gagnon Securities Private Partners Fund, Principal/Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Invest and Reinvest the capital of the Gagnon Securities. As needed less than 5 hours monthly during the trading day

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-01-22
  • S63 Uniform Securities Agent State Law Examination
    2001-01-22

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