Inactive

Jennifer Anne Emmons Carlson

Gould Capital, LLC

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Current Employers

Gould Capital, Llc

2323 N 31St Street Ste 100, Tacoma, WA 98403 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2019-04-16

WA RA
APPROVED

Since 2019-04-16

Branch Locations

2323 N 31St Street Ste 100, Tacoma, WA 98403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Tacoma	WA	04/2011	04/2019
Gould Capital, Llc	Tacoma	WA	04/2019	Present

04/2011 → 04/2019

Wells Fargo Advisors Financial Network Llc

Tacoma, WA
04/2019 → Present

Gould Capital, Llc

Tacoma, WA

Previous Registrations

2011-04-20 → 2019-04-24

Wells Fargo Advisors Financial Network, Llc

Tacoma, WA
2007-06-25 → 2011-04-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tacoma, WA
2005-04-28 → 2006-06-19

Morgan Stanley Dw Inc.

Tacoma, WA

Tacoma, WA
2004-10-13 → 2005-03-09

Cetera Investment Services Llc

Tacoma, WA
2001-04-19 → 2003-07-16

Morgan Stanley Dw Inc.

Tacoma, WA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-03-27
S65	Uniform Investment Adviser Law Examination	2001-02-23

S63 Uniform Securities Agent State Law Examination

2001-03-27
S65 Uniform Investment Adviser Law Examination

2001-02-23

Other Names

Jennifer Emmons-Carlson
Jennifer Emmons Carlson
Jennifer Anne Emmons
Jennifer Emmons-Carlson
Jennifer Anne Emmons-Carlson
Jennifer Emmons Carlson

View on SEC IAPD

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