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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
| NJ | RA | APPROVED | 2019-08-23 |
| TX | RA | APPROVED_RES | 2019-08-15 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
Hoboken, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New York | NY | 07/2011 | 08/2019 |
| Rbc Capital Markets, Llc. | New York | NY | 08/2019 | Present |
| City National Bank | New York | NY | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-01 |
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