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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-18 |
| CT | RA | APPROVED | 2023-11-08 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2008-12-19 |
Branch Locations
299 Park Avenue 8Th Floor, New York, NY 10171 • United States
Stamford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 12/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-15 |
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