Lorraine A. Umberger

Current Employers

Employment History

• 04/2000 → Present
  Arcom Master Systems
  Salt Lake City, UT
• 02/2016 → 09/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 09/2018 → 01/2021
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2020 → 01/2021
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2021 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 01/2021 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 07/2001 → Present
  Metlife Securities
  Midvale, UT
• 07/2001 → Present
  Metropolitan Life Ins Co
  Midvale, UT

Previous Registrations

• 2020-01-07 → 2021-01-13
  Cambridge Investment Research Advisors, Inc.
  Cottonwood Heights, UT

Other Businesses

(1) Notary; not investment related; notary - start date 12/3/2020; 5525 S. 900 E. #145 Salt Lake City, UT, 84117; witness client signatures; 1 hour per month, 1 hour during trading. (2) Fixed insurance; not investment related; agent/producer - start date 5/16/2002; 5525 S. 900 E. #145 Salt Lake City, UT, 84117; sales & service of fixed insurance products; 10 hours per month, 5 hours during trading. (3) CQ Financial; DBA (4) LUC Enterprises; Tax LLC; 1221 Keith Drive, Sandy, UT 84094; Manager; Start 6/1/2022; 40 hour/month during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-11-14
• S63 Uniform Securities Agent State Law Examination
  2018-12-15

Other Names

• Lorraine A Flaharty
• Lorraine A. Umberger
• Lorraine A Umberger