Jane S Goodyear

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 05/2022
  Janney Montgomery Scott Llc
  Columbia, SC
• 06/2022 → Present
  Lpl Financial Llc
  Columbia, SC

Previous Registrations

• 2016-03-31 → 2022-06-23
  Janney Montgomery Scott Llc
  Columbia, SC
• 2014-03-05 → 2016-03-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, SC
• 2010-10-15 → 2014-02-26
  Stephens
  Columbia, SC
• 2005-02-25 → 2010-10-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, SC
  Columbia, SC

Other Businesses

1)05/31/2022 - Way and Way - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2022 2)08/03/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - 160 Hours Per Month - I provide administrative support to Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 6/28/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-14
• S63 Uniform Securities Agent State Law Examination
  2001-10-22

Other Names

• Jane Bruce Smith
• Jane S Goodyear
• Jane B Smith