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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-19 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | New York | NY | 05/2008 | 04/2024 |
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | 04/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 04/2024 |
| Stifel, Nicolaus & Company, Incorporated | New York City | NY | 04/2024 | Present |
1. Klingen Associates Lc; 3 Derby Ct. Loudonville NY 12211; Rental Property; Director; Oversee Operations; 12/17/2010; 36hrs/year; Not During Securities Trading Hours; Investment-related 2. Pando Y Calvo Llc; 429 Marquesas Ct. Marco Island Fl 34146; Rental Property; Director; Oversee Business; 04/29/2024; 24hrs/year; Not During Securities Trading Hours; Investment-related 3. Adirondack Amusements Inc.; Main St. Old Forge Ny 13420; Seasonal Arcade and Pizzeria; Vice-pressident; Over See Operations; 01/01/1984; 12.hrs/year; Not During Securities Trading Hours; Not Investment-related 4. Halfmoon Ice Cream Inc.; 1455 Vischer Ferry Rd. Clifton Park Ny 12065; Seasonal Fast Food Restaurant; President; Oversee Operations; 11/30/1995; 50.hrs/year; Not During Securities Trading Hours; Not Investment-related 5. 1455 Vischer Ferry LLC; 1455 Vischer Ferry Rd. clifton Park NY 12065; Rental Property; Director; Oversee Operations; 01/01/2013; 12hrs/year; Not During Securities Trading Hours; Investment-related 6. Birch Avenue Cottages Inc.; 34 Brich Avenue Lake George NY 12845; home owners association; President; oversee association; 01/01/2010; 5.00hrs/year; Not During Securities Trading Hours; Not Investment-related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-08 |
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