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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2001-02-26
  • TX RA
    APPROVED
    Since 2001-02-26

Branch Locations

17225 El Camino Real, Houston, TX 77058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 11/2000 Present
Bank Of America, N.A. Houston TX 09/2009 Present
Other Businesses

I*40371FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BAY AREA HOMELESS SERVICESINVESTMENT RELATED: NADDRESS OF BUSINESS:BAYTOWN, TEXAS 77521NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/4/2010NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: I AM A MEMBER OF THE FINANCE COMMITTEE WHERE WE MONITOR THE MONTHLY OPERATIONS OF THE HOMELESS SHELTER I*509915For profit or not for profit: Entity Charitable Name of outside business organization: Holy Family Catholic Church Investment related: N Address of business: Baytown, Texas, 77521Nature of business: ["Church or Religious Organization"]Position, title, association: Committee, Finance committee"]]Start date of relationship: 11/30/2021Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: , The Finance committee offer advice and guidance on the financial matters to the pastor regarding the maintenance and operational expenses of our small Catholic church. All decisions are those of the pastor and the committee has no decision making authority I*95010FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: UNITED WAY OF GREATER BAYTON AND CHAMBERS COUNTYINVESTMENT RELATED: NADDRESS OF BUSINESS:BAYTOWN, TEXAS 77521NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 7/19/2016NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THE UNITED WAY SUPPORTS OTHER CHARITIES IN THE COMMUNITIES THROUGH THEIR ANNUAL FUND DRIVE. I*469829, Entity Type: Entity Governmental, Name of OBA: Lee College Board of Regents, Address: Baytown, Texas, 77520, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 05/14/2025, No Hours: 6 Monthly, No Hours during Trading: 0 Monthly, Duties: Community College The Board of Regents is the governing body of coll

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-23
  • S66 Uniform Combined State Law Examination
    2001-02-23
Other Names
  • Daryl W Fontenot

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