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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2001-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 11/2000 | Present |
| Bank Of America, N.A. | Houston | TX | 09/2009 | Present |
I*40371FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BAY AREA HOMELESS SERVICESINVESTMENT RELATED: NADDRESS OF BUSINESS:BAYTOWN, TEXAS 77521NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/4/2010NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: I AM A MEMBER OF THE FINANCE COMMITTEE WHERE WE MONITOR THE MONTHLY OPERATIONS OF THE HOMELESS SHELTER I*509915For profit or not for profit: Entity Charitable Name of outside business organization: Holy Family Catholic Church Investment related: N Address of business: Baytown, Texas, 77521Nature of business: ["Church or Religious Organization"]Position, title, association: Committee, Finance committee"]]Start date of relationship: 11/30/2021Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: , The Finance committee offer advice and guidance on the financial matters to the pastor regarding the maintenance and operational expenses of our small Catholic church. All decisions are those of the pastor and the committee has no decision making authority I*95010FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: UNITED WAY OF GREATER BAYTON AND CHAMBERS COUNTYINVESTMENT RELATED: NADDRESS OF BUSINESS:BAYTOWN, TEXAS 77521NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 7/19/2016NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THE UNITED WAY SUPPORTS OTHER CHARITIES IN THE COMMUNITIES THROUGH THEIR ANNUAL FUND DRIVE. I*469829, Entity Type: Entity Governmental, Name of OBA: Lee College Board of Regents, Address: Baytown, Texas, 77520, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 05/14/2025, No Hours: 6 Monthly, No Hours during Trading: 0 Monthly, Duties: Community College The Board of Regents is the governing body of coll
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-23 |
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