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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-06-08 |
| CA | RA | APPROVED | 2025-08-14 |
| PA | RA | APPROVED | 2025-07-15 |
| CT | RA | APPROVED | 2025-07-07 |
| NJ | RA | APPROVED | 2025-07-05 |
| AZ | RA | APPROVED | 2025-04-15 |
| VT | RA | APPROVED | 2025-02-26 |
| FL | RA | APPROVED | 2024-12-04 |
| NC | RA | APPROVED | 2024-12-03 |
| NY | RA | APPROVED | 2024-10-10 |
Branch Locations
300 Main Street, Suite 1 Ms: Ny317, East Setauket, NY 11733 • United States
248 Montauk Hwy West Ms: Ny322, Hampton Bays, NY 11946 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Miller Place | NY | 04/2013 | 09/2024 |
| Hsbc Bank Usa, N.A. | Miller Place | NY | 08/2016 | 09/2024 |
| Citizens Securities, Inc. | Hampton Bays | NY | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-23 |
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