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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2016 | 11/2020 |
| Northwestern Mutual Investment Services Llc | Wall Township | NJ | 07/2016 | 11/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2016 | 11/2020 |
| Mml Investors Services Llc | Elmsford | NY | 11/2020 | 10/2021 |
| Massmutual Life Insurance Co | Elmsford | NY | 11/2020 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carrollton | TX | 10/2021 | 05/2025 |
| New York Life Insurance Company | Frisco | TX | 06/2025 | Present |
| Nylife Securities Llc | Frisco | TX | 07/2025 | Present |
| Eagle Strategies Llc | Frisco | TX | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-05 |
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