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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-01-24 |
Branch Locations
3101 W. March Lane Suite A, Stockton, CA 95219-2303 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Stockton | CA | 08/2003 | 12/2016 |
| Charles Schwab & Co., Inc. | Stockton | CA | 12/2016 | Present |
| Charles Schwab Bank | Stockton | CA | 12/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-10 |
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