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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-06-06
TX RA APPROVED_RES 2010-11-04
LA RA APPROVED 2010-02-23
  • NM RA
    APPROVED
    Since 2024-06-06
  • TX RA
    APPROVED_RES
    Since 2010-11-04
  • LA RA
    APPROVED
    Since 2010-02-23

Branch Locations

8555 Fern Ave, Shreveport, LA 71105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Shreveport LA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Shreveport LA 11/2016 Present
Other Businesses

NOTARY PUBLIC; INVESTMENT RELATED; SHREVEPORT, LA; NOTARIZE DOCUMENTS; START 2000; GUARDIAN FOR GRANDDAUGHTER, INV RELATED, SHREVEPORT, LA, START 4/2014, 0 HOURS.; SILVER HILL ENERGY PARTNERS OPERATING LLC, NOT INV RELATED, DALLAS,TX, .01% OWNERSHIP, START 11/4/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, OIL LEASE ROYALTIES.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, SHREVEPORT, LA, START: 7/29/2024, 1 HOUR A MONTH, 1 HOUR DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-07
S63 Uniform Securities Agent State Law Examination 2009-09-08
  • S66 Uniform Combined State Law Examination
    2013-06-07
  • S63 Uniform Securities Agent State Law Examination
    2009-09-08
Other Names
  • Kathleen Cantley Johnson
  • Kathleen Cantley Moore

View on SEC IAPD

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