Best Investors Account Sign in
Inactive

Patrick Daniel Collar

Collar Capital Management, LLC

Appleton, WI

CRD 4313718

Claim This Profile
Employer firm

Collar Capital Management, LLC CRD 152325

$176M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Collar Capital Management, Llc

100 West Lawrence St. Suite 418, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-03-21
TX RA APPROVED_RES 2015-01-24
CA RA APPROVED 2009-12-11
WI RA APPROVED 2009-12-11
  • LA RA
    APPROVED
    Since 2022-03-21
  • TX RA
    APPROVED_RES
    Since 2015-01-24
  • CA RA
    APPROVED
    Since 2009-12-11
  • WI RA
    APPROVED
    Since 2009-12-11

Branch Locations

3 Pierce Court, Appleton, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Collar Capital Management, Llc Appleton WI 12/2009 Present
Previous Registrations
  • 2009-06-01 → 2009-12-15
    Morgan Stanley
    Appleton, WI
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Appleton, WI
  • 2005-07-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Pasadena, CA
    Appleton, WI
    Greenbay, WI
  • 2001-03-02 → 2005-08-05
    Citigroup Global Markets Inc.
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-04
S63 Uniform Securities Agent State Law Examination 2001-01-03
  • S65 Uniform Investment Adviser Law Examination
    2001-01-04
  • S63 Uniform Securities Agent State Law Examination
    2001-01-03

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
PRIVATE CLIENT SERVICES, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nearby Investors

BRANDY LYNN DEBROUX
LEIGH ANN THERN
Matthew C Bush

Nearby Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI

More in Appleton, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor