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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-05
  • NY RA
    APPROVED
    Since 2024-11-05

Branch Locations

390 Park Avenue 2Nd Floor, New York, NY 10022 • United States

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Inc. New York NY 09/2006 03/2023
Bondbloxx Investment Management, Llc Princeton NJ 08/2023 10/2024
Foreside Fund Services, Llc Princeton NJ 09/2023 10/2024
Travel Princeton NJ 04/2023 07/2023
Northern Trust Securities, Inc. New York IL 10/2024 Present
Northern Trust Bank New York NY 10/2024 Present
  • 09/2006 → 03/2023
    Blackrock Investments, Inc.
    New York, NY
  • 08/2023 → 10/2024
    Bondbloxx Investment Management, Llc
    Princeton, NJ
  • 09/2023 → 10/2024
    Foreside Fund Services, Llc
    Princeton, NJ
  • 04/2023 → 07/2023
    Travel
    Princeton, NJ
  • 10/2024 → Present
    Northern Trust Securities, Inc.
    New York, IL
  • 10/2024 → Present
    Northern Trust Bank
    New York, NY
Previous Registrations
Other Businesses

492 Partners; Investment related; Began 01/01/2013; Investment property for rental income; Partner; rental income; 2 hours per month with 2 hours during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-29
  • S66 Uniform Combined State Law Examination
    2013-10-29

View on SEC IAPD

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