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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-09
WI RA APPROVED 2018-11-12
  • TX RA
    APPROVED_RES
    Since 2026-02-09
  • WI RA
    APPROVED
    Since 2018-11-12

Branch Locations

W176N9810 Rivercrest Dr #A101, Germantown, WI 53022 • United States

W176N9810 Rivercrest Dr #A101, Germantown, WI 53022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 11/2018
Lpl Financial, Llc Germantown WI 11/2018 Present
  • 01/2013 → 11/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 11/2018 → Present
    Germantown, WI
Previous Registrations
  • 2001-01-18 → 2018-11-14
    Cetera Wealth Services, Llc
    Germantown, WI
    Wauwatosa, WI
    West Allis, WI
    Jackson, WI
Other Businesses

1. 12/05/2016 - JANSSEN FINANCIAL MANAGEMENT, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 100%/ GERMANTOWN, WI 2. 12/05/2016 - JANSSEN FINANCIAL MANAGEMENT LLC/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED / 100%/ GERMANTOWN, WI

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-01-17
  • S63 Uniform Securities Agent State Law Examination
    2001-01-17

View on SEC IAPD

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