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Karen Chang

Strategic Advisers LLC

Seal Beach, CA

Costa Mesa, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
CA RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2026-03-23
  • CA RA
    APPROVED
    Since 2025-03-31

Branch Locations

12201 Seal Beach Blvd, Seal Beach, CA 90740-2634 • United States

Costa Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Huntington Beach CA 07/2001 03/2018
E*Trade Securities Llc Irvine CA 09/2018 06/2023
E*Trade Capital Management Llc Irvine CA 09/2018 06/2023
Unemployed Costa Mesa CA 03/2018 09/2018
Morgan Stanley Irvine CA 01/2023 06/2023
Fidelity Investments Costa Mesa CA 06/2023 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2001 → 03/2018
    Scottrade, Inc.
    Huntington Beach, CA
  • 09/2018 → 06/2023
    E*Trade Securities Llc
    Irvine, CA
  • 09/2018 → 06/2023
    E*Trade Capital Management Llc
    Irvine, CA
  • 03/2018 → 09/2018
    Unemployed
    Costa Mesa, CA
  • 01/2023 → 06/2023
    Morgan Stanley
    Irvine, CA
  • 06/2023 → Present
    Fidelity Investments
    Costa Mesa, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-07-07 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Seal Beach, CA
  • 2018-09-26 → 2023-06-23
    Harrisdirect Llc
    Costa Mesa, CA
    Arlington, VA
    Santa Ana, CA
    Irvine, CA
  • 2017-02-10 → 2018-03-07
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-10
S63 Uniform Securities Agent State Law Examination 2001-12-14
  • S66 Uniform Combined State Law Examination
    2017-02-10
  • S63 Uniform Securities Agent State Law Examination
    2001-12-14
Designations
Other Names
  • Karen Tse
  • Karen Tse

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
AMIP MANAGEMENT · SEAL BEACH, CA
MY PORTFOLIO GUIDE, LLC · SEAL BEACH, CA

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