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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-04-08
TX RA APPROVED_RES 2015-09-24
IA RA APPROVED 2015-09-23
  • MN RA
    APPROVED
    Since 2025-04-08
  • TX RA
    APPROVED_RES
    Since 2015-09-24
  • IA RA
    APPROVED
    Since 2015-09-23

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

10 N Washington Ave Ste 100, Mason City, IA 50401 • United States

501 N Main St, Austin, MN 55912 • United States

122 E Main St, Albert Lea, MN 56007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc. Mason City IA 09/2015 11/2016
Wells Fargo Clearing Services, Llc Mason City IA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-12
S63 Uniform Securities Agent State Law Examination 1999-09-22
  • S66 Uniform Combined State Law Examination
    2007-01-12
  • S63 Uniform Securities Agent State Law Examination
    1999-09-22

View on SEC IAPD

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