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Clint Paul Thomas

Integrity Wealth Solutions LLC

Denver, CO

CRD 4310393

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Employer firm

Integrity Wealth Solutions LLC CRD 284862

$369M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Integrity Wealth Solutions Llc

4725 S. Monaco Street Suite 335, Denver, CO 80237 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-08
CO RA APPROVED 2016-08-30
  • TX RA
    APPROVED_RES
    Since 2017-02-08
  • CO RA
    APPROVED
    Since 2016-08-30

Branch Locations

4725 S. Monaco Street Suite 335, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Integrity Wealth Solutions Denver CO 08/2016 Present
  • 08/2016 → Present
    Integrity Wealth Solutions
    Denver, CO
Previous Registrations
  • 2012-12-14 → 2016-07-29
    M. J. Smith And Associates
    Greenwood Village, CO
  • 2012-10-23 → 2012-12-31
    Greenwood Village, CO
  • 2012-08-20 → 2012-10-12
    St Louis, MO
  • 2007-05-30 → 2012-08-29
    M. J. Smith And Associates
    Greenwood Village, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-07-12
  • S63 Uniform Securities Agent State Law Examination
    2004-07-12
Designations
  • Certified Financial Planner

View on SEC IAPD

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