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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-04
IL RA APPROVED 2017-02-15
  • TX RA
    APPROVED
    Since 2017-04-04
  • IL RA
    APPROVED
    Since 2017-02-15

Branch Locations

2805 Butterfield Rd Ste 110, Oak Brook, IL 60523 • United States

Homer Glen, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Chicago IL 01/2015 02/2017
Ameriprise Financial Services Inc Oak Brook IL 02/2017 03/2020
Ameriprise Financial Services, Llc Oak Brook IL 03/2020 Present
Rabjohns Financial Group/Nef Chichago IL 06/2001 02/2017
  • 01/2015 → 02/2017
    Metlife Securities Inc.
    Chicago, IL
  • 02/2017 → 03/2020
    Ameriprise Financial Services Inc
    Oak Brook, IL
  • 03/2020 → Present
    Oak Brook, IL
  • 06/2001 → 02/2017
    Rabjohns Financial Group/Nef
    Chichago, IL
Previous Registrations
  • 2015-01-02 → 2017-02-21
    Msi Financial Services, Inc.
    Chicago, IL
    Oak Brook, IL
  • 2003-04-08 → 2015-01-02
    New England Securities
    Chicago, IL
    Chicago, IL
    Chicago, IL
Other Businesses

Independent Insurance Brokering; Principal Life Insurance; 02/15/2015; / MassMutual; 02/15/2017; / Guardian; 02/15/2017; / BCBS of Illinois; 06/01/2005; Term Life / Humana; 02/03/2003; / MetLife Group; 05/31/2019; . Business Ownership; FWA Partners, LLC; ; To manage practice expenses; 2805 Butterfield RdSuite 110Oak Brook, IL, 60523, ,; Not Investment-Related; 09/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Lockport Duck Club; None; Private hunting club; State Route 26Washburn, IL, ,; Not Investment-Related; 10/26/2019; 0 hours per month; 0 during trading hours. Outside Employment; FWA Partners, LLC; Manager -; Manage LLC for Sole Prop; 2805 Butterfield Rd, Suite 110Oak Brook, IL 60523, ,; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-12
S63 Uniform Securities Agent State Law Examination 2001-08-10
  • S65 Uniform Investment Adviser Law Examination
    2003-03-12
  • S63 Uniform Securities Agent State Law Examination
    2001-08-10
Designations
Other Names
  • Chris Fash
  • Chris Michael Fash

View on SEC IAPD

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