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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-04 |
| IL | RA | APPROVED | 2017-02-15 |
Branch Locations
2805 Butterfield Rd Ste 110, Oak Brook, IL 60523 • United States
Homer Glen, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Chicago | IL | 01/2015 | 02/2017 |
| Ameriprise Financial Services Inc | Oak Brook | IL | 02/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Oak Brook | IL | 03/2020 | Present |
| Rabjohns Financial Group/Nef | Chichago | IL | 06/2001 | 02/2017 |
Independent Insurance Brokering; Principal Life Insurance; 02/15/2015; / MassMutual; 02/15/2017; / Guardian; 02/15/2017; / BCBS of Illinois; 06/01/2005; Term Life / Humana; 02/03/2003; / MetLife Group; 05/31/2019; . Business Ownership; FWA Partners, LLC; ; To manage practice expenses; 2805 Butterfield RdSuite 110Oak Brook, IL, 60523, ,; Not Investment-Related; 09/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Lockport Duck Club; None; Private hunting club; State Route 26Washburn, IL, ,; Not Investment-Related; 10/26/2019; 0 hours per month; 0 during trading hours. Outside Employment; FWA Partners, LLC; Manager -; Manage LLC for Sole Prop; 2805 Butterfield Rd, Suite 110Oak Brook, IL 60523, ,; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-10 |
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