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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-22 |
| NY | RA | APPROVED | 2023-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade | Forest Hills | NY | 08/2015 | 10/2016 |
| Stifel Nicolaus & Co Inc | Garden City | NY | 10/2016 | 03/2019 |
| Charles Schwab & Co., Inc. | Manhasset | NY | 03/2019 | 12/2023 |
| Charles Schwab Bank | Manhasset | NY | 03/2019 | 12/2023 |
| Jpmorgan Chase Bank, N.A. | Garden City | NY | 12/2023 | Present |
| J.P. Morgan Securities Llc | Garden City | NY | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-07 |
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