Joseph Depalma

Current Employers

Employment History

• 04/2016 → 01/2019
  Kestra Financial Services, Inc.
  Austin, TX
• 01/2019 → 01/2024
  Lpl Financial Llc
  Florham Park, NJ
• 02/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2014 → Present
  Regal Wealth Advisors
  Oceanside, NY

Previous Registrations

• 2019-01-08 → 2024-02-20
  Lpl Financial Llc
  Florham Park, NJ
  Florham Park, NJ
  Fort Mill, SC
  Shrewsbury, NJ
  Oceanside, NY
  Myrtle Beach, SC
  Oceanside, NY
• 2016-04-20 → 2019-01-17
  Kestra Advisory Services, Llc
  Florham Park, NJ
• 2014-08-08 → 2016-09-22
  Kestra Investment Services, Llc
  Florham Park, NJ
  Austin, TX

Other Businesses

1. NAME OF OTHER BUSINESS: REGAL WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE AND INVESTMENT PRODUCTS; START DATE: 06/2014; POSITION/TITLE/RELATIONSHIP: CLIENT RELATIONSHIP MANAGER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 16; BRIEF DESCRIPTION OF DUTIES: CLIENT RELATIONSHIP MANAGER; 2. NAME OF OTHER BUSINESS: ISLAND TIME CHARTERS, INC.; INVESTMENT RELATED: NO; ADDRESS: OCEANSIDE, NY 11572; NATURE OF BUSINESS: BOAT CHARTERS; START DATE: 09/2016; POSITION/TITLE/RELATIONSHIP: OWNER, OPERATOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: CHARTER BOAT CAPTAIN; 3. NAME OF OTHER BUSINESS: J. DEPALMA LLC; INVESTMENT RELATED: NO; ADDRESS: OCEANSIDE, NY 11572; NATURE OF BUSINESS: INVESTMENT / OWN ONE PARCEL OF VACANT LAND IN THIS LLC. NOT RENTED; START DATE: 06/2005; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PASSIVE OWNER. NO ACTIVITY, VACANT LAND. NOT RENTAL PROPERTY; 4. NAME OF OTHER BUSINESS: ETERNAL DRIFT; INVESTMENT RELATED: NO; ADDRESS: OCEANSIDE, NY 11572; NATURE OF BUSINESS: PROVIDES A SERVICE OF SPREADING HUMAN ASHES AT SEA; START DATE: 06/2020; POSITION/TITLE/RELATIONSHIP: OWNER, OPERATOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CAPTAIN OF THE VESSEL. ETERNAL DRIFT IS A DBA UNDER MY S CORP ISLAND TIME CHARTERS, INC.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-04
• S63 Uniform Securities Agent State Law Examination
  2010-02-21

Other Names

• Joseph Depalma