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Michael Alexander Scotto

Morgan Stanley

New York, NY

CRD 4308487

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-06-10
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-06-10

Branch Locations

55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    New York, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

1. WORK ETHIC LLC; REAL ESTATE RENTAL; MAINTAINING THE RENTAL HOME IN GOOD ORDER; STATEN ISLAND, NY; 3 HOURS AFTER BUSINESS; 0 DURING BUSINESS; 11/2011** 2. PAPA NANA LLC; HOLDER OF RENTAL REAL ESTATE; STATEN ISLAND, NY; OWNER; KEEPING GROUNDS CLEAN, FIXING, REPAIRS - ALL THINGS THAT MIGHT GO WITH MAINTAINING A HOUSE REGULARLY; 3 HOURS AFTER BUSINESS; 0 DURING BUSINESS; 04/2014 3. MAPLEWOOD CEMETERY, DEATH SERVICES, 1 HOURS DURING AND AFTER BUSINESS HOURS. 5. RENTAL PROPERTY, OWNER; STATEN ISLAND, NY; START DATE: 01/2016; INVESTMENT RELATED; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; 6. RENTAL PROPERTY, OWNER; STATEN ISLAND, NY; START DATE: 03/2018; INVESTMENT RELATED; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; 7.Down by the Water LLC; Investment related - Yes; Real estate; Director (proprietor, partner, officer, director, employee, trustee, agent); 03/2018; During business hours: 0; After business hours: 1 8.Remember Your Values LLC; Investment related - Yes; Business / Company; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2018; During business hours: 0; After business hours: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-18
S63 Uniform Securities Agent State Law Examination 2003-02-27
  • S65 Uniform Investment Adviser Law Examination
    2008-01-18
  • S63 Uniform Securities Agent State Law Examination
    2003-02-27
Other Names
  • Michael Alexander Scotto

View on SEC IAPD

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