Thomas Ferraro

Current Employers

Employment History

• 07/2016 → 11/2016
  Wells Fargo Advisors, Llc.
  Mt Pleasant, SC
• 07/2016 → 03/2021
  Wells Fargo Bank Na
  Mt Pleasant, SC
• 11/2016 → 03/2021
  Wells Fargo Clearing Services, Llc
  Mt Pleasant, SC
• 02/2021 → 02/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 02/2026 → Present
  Citigroup
  Highland Park, IL

Previous Registrations

• 2023-01-11 → 2026-02-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Northbrook, IL
• 2016-08-01 → 2021-03-11
  Wells Fargo Clearing Services, Llc
  Charleston, SC
  Mount Pleasant, SC
  Mount Pleasant, SC
• 2015-08-26 → 2015-11-11
  Securian Financial Services, Inc.
  Daniel Island, SC

Other Businesses

I*: 2048323 Entity Type: Entity Charitable Name of OBA: Israelite Portuguese Fraternity of Chicago Address: Evanston, IL Investment Related: No Position, Title, Association: Committee, Board Member, Officer Employee Start Date: 01/01/2025 Number of Hours: 10 hrs annually Number of Hours during trading: 0 Duties: religious organization, members of the board discuss and vote on pertinent issues in the organization. We are expected to attend 1 board meeting per quarter or 4 meetings per year, some events and services.. I*434836, Entity Type: Entity For Profit, Name of OBA: County of Charleston school District, Address: charleston, South Carolina 29401, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 11/01/2018, No Hours: 130, No Hours during trading: 10, Duties: wrestling coach, other sports

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-07-30
• S63 Uniform Securities Agent State Law Examination
  2014-03-06

Other Names

• Thomas Ferraro
• Thomas Ferraro
• Thomas Ryan Ferraro