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Marisa Lee Lockhart

Caprock Capital Advisors Inc.

Plano, TX

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Current Employers
Caprock Capital Advisors Inc.

7800 N. Dallas Pkwy Ste 330, Plano, TX 75024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-20
  • TX RA
    APPROVED
    Since 2022-01-20

Branch Locations

7800 N. Dallas Pkwy Ste 330, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Dallas TX 03/2009 05/2018
Caprock Capital Advisors Inc Plano TX 05/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-19
  • S66 Uniform Combined State Law Examination
    2009-06-19
Designations
Other Names
  • Marisa Bennett
  • Marisa Lee Bennett

View on SEC IAPD

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