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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
CA RA APPROVED 2004-01-02
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • CA RA
    APPROVED
    Since 2004-01-02

Branch Locations

2301 Rosecrans Ave, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Torrance CA 05/1999 Present
  • 05/1999 → Present
    Merrill Lynch
    Torrance, CA
Other Businesses

I*1879280Entity Type: N/AName of OBA: RSKT LLCAddress: N/AInvestment Related: NoPosition, Title, Association: N/AEmployee Start Date: N/ANo Hours: N/ANo Hours during trading: N/ADuties: none, this is my spouses interest I*2164289, Entity Type: , Name of OBA: Rental Property 2, Address: Henderson, Nevada, 89011, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 01/17/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-18
  • S66 Uniform Combined State Law Examination
    2003-12-18
Other Names
  • Kelly J Garrison
  • Kellly J. Garrison
  • Kellly Kohagura
  • Kelly Kohagura

View on SEC IAPD

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