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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alan Balayants | New York | NY | 11/2021 | 11/2021 |
| Guardian | Melville | NY | 08/2021 | 11/2021 |
| Pruco Securities Llc | Forest Hills | NY | 06/2019 | 05/2021 |
| Axa Advisors | Woodbury | NY | 03/2018 | 06/2019 |
| Penn Mutual | New York | NY | 11/2017 | 03/2018 |
| Lincoln Financial Advisor | Forest Hills | NY | 10/2014 | 11/2017 |
| Prime Financial Center | Forest Hills | NY | 06/2012 | Present |
| Alan Balayants | New York | NY | 12/2021 | Present |
| Northwestern Mutual Investment Services Llc | New York | NY | 12/2021 | Present |
1. COLLEGE COUNSELOR, PRIME FINANCIAL CENTER, 10021 75TH AVE, FOREST HILLS, , NEW YORK, 11375, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 6/15/2012, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COLLAGE EXAM PREP AND APPLICATION COACHING 2. 100% OWNER, 134 AUDLEY REALTY, LLC, 10021 75TH AVE, FOREST HILLS, , NEW YORK, 11375, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/11/2012, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROPERTY DEVELOPMENT, MANAGEMENT AND RENT COLLECTION 3. The College Stop, Not Investment-related, 10021 75th Ave, Forest Hills, NY, USA, 11375, 100% Owner, Start Date: 06/15/2012, 1 hrs per week, 0 trading hrs per week, College prep coaching , Duties: Coaching students for entrance exams and application process.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-14 |
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