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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

875 3Rd Ave Fl 23, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Alan Balayants New York NY 11/2021 11/2021
Guardian Melville NY 08/2021 11/2021
Pruco Securities Llc Forest Hills NY 06/2019 05/2021
Axa Advisors Woodbury NY 03/2018 06/2019
Penn Mutual New York NY 11/2017 03/2018
Lincoln Financial Advisor Forest Hills NY 10/2014 11/2017
Prime Financial Center Forest Hills NY 06/2012 Present
Alan Balayants New York NY 12/2021 Present
Northwestern Mutual Investment Services Llc New York NY 12/2021 Present
  • 11/2021 → 11/2021
    Alan Balayants
    New York, NY
  • 08/2021 → 11/2021
    Guardian
    Melville, NY
  • 06/2019 → 05/2021
    Forest Hills, NY
  • 03/2018 → 06/2019
    Axa Advisors
    Woodbury, NY
  • 11/2017 → 03/2018
    Penn Mutual
    New York, NY
  • 10/2014 → 11/2017
    Lincoln Financial Advisor
    Forest Hills, NY
  • 06/2012 → Present
    Prime Financial Center
    Forest Hills, NY
  • 12/2021 → Present
    Alan Balayants
    New York, NY
  • 12/2021 → Present
    New York, NY
Previous Registrations
Other Businesses

1. COLLEGE COUNSELOR, PRIME FINANCIAL CENTER, 10021 75TH AVE, FOREST HILLS, , NEW YORK, 11375, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 6/15/2012, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COLLAGE EXAM PREP AND APPLICATION COACHING 2. 100% OWNER, 134 AUDLEY REALTY, LLC, 10021 75TH AVE, FOREST HILLS, , NEW YORK, 11375, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/11/2012, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROPERTY DEVELOPMENT, MANAGEMENT AND RENT COLLECTION 3. The College Stop, Not Investment-related, 10021 75th Ave, Forest Hills, NY, USA, 11375, 100% Owner, Start Date: 06/15/2012, 1 hrs per week, 0 trading hrs per week, College prep coaching , Duties: Coaching students for entrance exams and application process.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-21
S63 Uniform Securities Agent State Law Examination 2013-11-14
  • S66 Uniform Combined State Law Examination
    2018-05-21
  • S63 Uniform Securities Agent State Law Examination
    2013-11-14
Other Names
  • Arthur Korsun

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