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501 N Riverpoint Blvd., Ste 104, Spokane, WA 99202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-08-14 |
Branch Locations
501 N Riverpoint Blvd., Ste 104, Spokane, WA 99202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Forum, Inc. | Spokane | WA | 08/2020 | Present |
| Lpl Financial Llc | Spokane | WA | 03/2003 | 11/2020 |
| Lpl Financial, Llc | Spokane | WA | 02/2005 | 11/2020 |
1. 03/27/2003 - NON-VARIABLE INSURANCE 2. 07/28/2006 - NO BUSINESS NAME - INV REL - ACT IN A FIDUCIARY CAPACITY - 0% TIME SPENT - BRUCE AND HELEN COMSTOCK, CO-EXECUTOR OF THEIR ESTATE 3. 05/17/2016 * comstock farms * Real Estate Rental * not inv rel * at reported business location(s) * family farm land rental * start 08/01/1999 * 1 hr/mo; 0 hrs. during secs trdg hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-22 |
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