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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-25
TX RA APPROVED 2022-05-27
NY RA APPROVED 2021-04-16
FL RA APPROVED 2018-04-16
PA RA APPROVED 2018-01-30
NJ RA APPROVED 2017-11-20
  • CA RA
    APPROVED
    Since 2023-09-25
  • TX RA
    APPROVED
    Since 2022-05-27
  • NY RA
    APPROVED
    Since 2021-04-16
  • FL RA
    APPROVED
    Since 2018-04-16
  • PA RA
    APPROVED
    Since 2018-01-30
  • NJ RA
    APPROVED
    Since 2017-11-20

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services New York NY 08/2016 09/2017
Massmutual New York NY 07/2016 09/2017
Park Avenue Securities, Llc Paramus NJ 11/2017 01/2025
Guardian Life Insurance Co Of America Paramus NJ 09/2017 01/2025
Guardian Life Insurance Company New York NY 01/2025 Present
Park Avenue Securities New York NY 01/2025 Present
  • 08/2016 → 09/2017
    Mml Investors Services
    New York, NY
  • 07/2016 → 09/2017
    Massmutual
    New York, NY
  • 11/2017 → 01/2025
    Paramus, NJ
  • 09/2017 → 01/2025
    Guardian Life Insurance Co Of America
    Paramus, NJ
  • 01/2025 → Present
    Guardian Life Insurance Company
    New York, NY
  • 01/2025 → Present
    Park Avenue Securities
    New York, NY
Previous Registrations
  • 2004-12-08 → 2016-08-18
    New York, NY
    New York, NY
  • 2002-04-04 → 2003-05-13
    Citicorp Investment Services
    Iselin, NJ
Other Businesses

1. Insurance business outside Guardian - Occasionally I will write insurance, Start: 04/15/2015, Address: 52 Forest Ave Paramus NJ 07652, 2 bus hrs per month, Investment related, 2. Board of Directors - Financial Secretary - Congregation B'Nai Israel, Start: 12/15/2022, Address:160 Millburn Avenue Millburn NJ 07041, 10 total hours per month; 0 during securities trading hours, Not investment related, No Annual Compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-20
  • S66 Uniform Combined State Law Examination
    2001-02-20
Designations
Other Names
  • Adam Michael Katzman
  • Adam Akawie Katzman
  • Adam Katzman

View on SEC IAPD

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